Plan5500

Equiniti 401(K) Plan — Form 5500 plan (Equiniti)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Equiniti 401(K) Plan is a benefit plan reported by Equiniti under EIN 13-3439945 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,698 participants and $108,651,430 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Equiniti
EIN
13-3439945
Plan number
001
Plan type
2
Location
New York, NY
Latest filing year
2023
Participants
1,698
End-of-year plan assets
$108,651,430

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
20231,698H, C20241010162307NAL0021432289001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$108,651,430
Net assets (EOY)
$108,651,430
Net assets (BOY)
$85,514,746

Income & contributions

Employer contributions
$3,840,438
Participant contributions
$8,230,482
Total contributions
$13,594,881
Total income / additions
$29,863,730

Expenses & distributions

Benefits paid
$6,502,503
Administrative expenses
$218,791
Total expenses
$6,727,046
Net increase / (decrease)
$23,136,684

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Principal Life Insurance CompanyCONTRACT ADMINISTRATOR$79,385$02023
Compass Retirement Consultant GroupCONTRACT ADMINISTRATOR$54,524$23,0052023
Mma Securities LLCCONTRACT ADMINISTRATOR$60,472$02023
Compass 360, LLCCONTRACT ADMINISTRATOR$24,410$02023

Related Form 5500 pages