2023 Form 5500 filing — Kasco Capricorn 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011092517NAL0010768051002) for Kasco Capricorn 401(K) Plan, reported by Kasco, LLC under EIN 38-2864831 and plan number 001. It reports 149 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011092517NAL0010768051002
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Kasco, LLC
- EIN
- 38-2864831
- Plan number
- 001
- Location
- Royal Oak, MI
- Participants
- 149
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $20,127,128
- Net assets (EOY)
- $20,127,128
- Employer contributions
- $654,875
- Participant contributions
- $956,153
- Total income / additions
- $4,430,774
- Benefits paid
- $501,732
- Administrative expenses
- $97,397
- Total expenses
- $599,129
- Net increase / (decrease)
- $3,831,645
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Leafhouse Financial Advisors, LLC | INVESTMENT ADVISOR | $489,791 | $0 |
| Empower Annuity Insurance Company | RECORDKEEPER | $57,363 | $0 |
| Morgan Stanley Smith Barney LLC | BROKER/ADVISER | $0 | $28,502 |
| Empower Advisory Group LLC | INVESTMENT MGMT | $18,380 | $0 |
| Mbc Retirement Services, Inc. | TPA | $2,355 | $0 |
| Morgan Stanley | INVESTMENT ADVISOR | $1,170 | $0 |
| Morgan Stanley Insurance Services | BROKER/ADVISER | $0 | $1,042 |