Kasco Capricorn 401(K) Plan — Form 5500 plan (Kasco, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Kasco Capricorn 401(K) Plan is a benefit plan reported by Kasco, LLC under EIN 38-2864831 and plan number 001. The latest loaded filing year is 2023. The filing reports 149 participants and $20,127,128 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Kasco, LLC
- EIN
- 38-2864831
- Plan number
- 001
- Plan type
- 2
- Location
- Royal Oak, MI
- Latest filing year
- 2023
- Participants
- 149
- End-of-year plan assets
- $20,127,128
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 149 | H, C | 20241011092517NAL0010768051002 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $20,127,128
- Net assets (EOY)
- $20,127,128
- Net assets (BOY)
- $16,295,483
Income & contributions
- Employer contributions
- $654,875
- Participant contributions
- $956,153
- Total contributions
- $1,862,340
- Total income / additions
- $4,430,774
Expenses & distributions
- Benefits paid
- $501,732
- Administrative expenses
- $97,397
- Total expenses
- $599,129
- Net increase / (decrease)
- $3,831,645
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Leafhouse Financial Advisors, LLC | INVESTMENT ADVISOR | $489,791 | $0 | 2023 |
| Empower Annuity Insurance Company | RECORDKEEPER | $57,363 | $0 | 2023 |
| Morgan Stanley Smith Barney LLC | BROKER/ADVISER | $0 | $28,502 | 2023 |
| Empower Advisory Group LLC | INVESTMENT MGMT | $18,380 | $0 | 2023 |
| Mbc Retirement Services, Inc. | TPA | $2,355 | $0 | 2023 |
| Morgan Stanley | INVESTMENT ADVISOR | $1,170 | $0 | 2023 |
| Morgan Stanley Insurance Services | BROKER/ADVISER | $0 | $1,042 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Kasco, LLC
- 2023 Form 5500 filing
- Form 5500 filings in MI
- 401(k) and benefit plan filings in Royal Oak, MI
- Leafhouse Financial Advisors, LLC — Schedule C compensation
- Empower Annuity Insurance Company — Schedule C compensation
- Morgan Stanley Smith Barney LLC — Schedule C compensation
- Empower Advisory Group LLC — Schedule C compensation
- Mbc Retirement Services, Inc. — Schedule C compensation
- Morgan Stanley — Schedule C compensation
- Morgan Stanley Insurance Services — Schedule C compensation