2023 Form 5500 filing — B. Riley Financial, Inc. 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011163724NAL0037712880001) for B. Riley Financial, Inc. 401(K) Profit Sharing Plan, reported by B. Riley Financial, Inc. under EIN 27-0223495 and plan number 001. It reports 2,048 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011163724NAL0037712880001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- B. Riley Financial, Inc.
- EIN
- 27-0223495
- Plan number
- 001
- Location
- Los Angeles, CA
- Participants
- 2,048
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $256,247,092
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $256,247,092
- Employer contributions
- $2,564,473
- Participant contributions
- $15,572,585
- Total income / additions
- $65,902,574
- Benefits paid
- $17,680,760
- Administrative expenses
- $111,431
- Total expenses
- $17,798,370
- Net increase / (decrease)
- $48,104,204
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Fidelity Investments Institutional | RECORDKEEPER | $68,776 | $0 |
| Strategic Advisors, Inc. | ADVISOR | $24,806 | not reported in the loaded dataset |
| Weinberg & Co. La, Llp | ACCOUNTANT/AUDITOR | $21,195 | not reported in the loaded dataset |