B. Riley Financial, Inc. 401(K) Profit Sharing Plan — Form 5500 plan (B. Riley Financial, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, B. Riley Financial, Inc. 401(K) Profit Sharing Plan is a benefit plan reported by B. Riley Financial, Inc. under EIN 27-0223495 and plan number 001. The latest loaded filing year is 2023. The filing reports 2,048 participants and $256,247,092 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- B. Riley Financial, Inc.
- EIN
- 27-0223495
- Plan number
- 001
- Plan type
- 2
- Location
- Los Angeles, CA
- Latest filing year
- 2023
- Participants
- 2,048
- End-of-year plan assets
- $256,247,092
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 2,048 | H, C | 20241011163724NAL0037712880001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $256,247,092
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $256,247,092
- Net assets (BOY)
- $203,999,302
Income & contributions
- Employer contributions
- $2,564,473
- Participant contributions
- $15,572,585
- Total contributions
- $24,116,964
- Total income / additions
- $65,902,574
Expenses & distributions
- Benefits paid
- $17,680,760
- Administrative expenses
- $111,431
- Total expenses
- $17,798,370
- Net increase / (decrease)
- $48,104,204
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Fidelity Investments Institutional | RECORDKEEPER | $68,776 | $0 | 2023 |
| Strategic Advisors, Inc. | ADVISOR | $24,806 | not reported in the loaded dataset | 2023 |
| Weinberg & Co. La, Llp | ACCOUNTANT/AUDITOR | $21,195 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for B. Riley Financial, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in Los Angeles, CA
- Fidelity Investments Institutional — Schedule C compensation
- Strategic Advisors, Inc. — Schedule C compensation
- Weinberg & Co. La, Llp — Schedule C compensation