2023 Form 5500 filing — The Doe Fund, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015095138NAL0016088451001) for The Doe Fund, Inc. 401(K) Plan, reported by The Doe Fund, Inc. under EIN 13-3412540 and plan number 001. It reports 669 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015095138NAL0016088451001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- The Doe Fund, Inc.
- EIN
- 13-3412540
- Plan number
- 001
- Location
- New York, NY
- Participants
- 669
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $11,719,878
- Total liabilities (EOY)
- $1,261
- Net assets (EOY)
- $11,718,617
- Employer contributions
- $683,025
- Participant contributions
- $1,120,964
- Total income / additions
- $3,201,563
- Benefits paid
- $836,982
- Administrative expenses
- $73,941
- Total expenses
- $958,107
- Net increase / (decrease)
- $2,243,456
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Life & Annuity Insurance Co | RECORDKEEPER | $53,091 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $27,403 | not reported in the loaded dataset |
| Morgan Stanley Smith Barney LLC | BROKER/ADVISER | $0 | $22,288 |
| Leafhouse Financial Advisors, LLC | OTHER | $1,935 | not reported in the loaded dataset |
| Morgan Stanley Insurance Services I | BROKER/ADVISER | $0 | $872 |