The Doe Fund, Inc. 401(K) Plan — Form 5500 plan (The Doe Fund, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, The Doe Fund, Inc. 401(K) Plan is a benefit plan reported by The Doe Fund, Inc. under EIN 13-3412540 and plan number 001. The latest loaded filing year is 2023. The filing reports 669 participants and $11,719,878 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- The Doe Fund, Inc.
- EIN
- 13-3412540
- Plan number
- 001
- Plan type
- 2
- Location
- New York, NY
- Latest filing year
- 2023
- Participants
- 669
- End-of-year plan assets
- $11,719,878
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 669 | H, C | 20241015095138NAL0016088451001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $11,719,878
- Total liabilities (EOY)
- $1,261
- Net assets (EOY)
- $11,718,617
- Net assets (BOY)
- $9,475,161
Income & contributions
- Employer contributions
- $683,025
- Participant contributions
- $1,120,964
- Total contributions
- $1,814,990
- Total income / additions
- $3,201,563
Expenses & distributions
- Benefits paid
- $836,982
- Administrative expenses
- $73,941
- Total expenses
- $958,107
- Net increase / (decrease)
- $2,243,456
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Life & Annuity Insurance Co | RECORDKEEPER | $53,091 | $0 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $27,403 | not reported in the loaded dataset | 2023 |
| Morgan Stanley Smith Barney LLC | BROKER/ADVISER | $0 | $22,288 | 2023 |
| Leafhouse Financial Advisors, LLC | OTHER | $1,935 | not reported in the loaded dataset | 2023 |
| Morgan Stanley Insurance Services I | BROKER/ADVISER | $0 | $872 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for The Doe Fund, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NY
- 401(k) and benefit plan filings in New York, NY
- Empower Life & Annuity Insurance Co — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Morgan Stanley Smith Barney LLC — Schedule C compensation
- Leafhouse Financial Advisors, LLC — Schedule C compensation
- Morgan Stanley Insurance Services I — Schedule C compensation