2023 Form 5500 filing — Vanguard Direct 401(K) Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015103555NAL0047389600001) for Vanguard Direct 401(K) Retirement Plan, reported by Vanguard Direct under EIN 11-2517083 and plan number 002. It reports 166 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015103555NAL0047389600001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Vanguard Direct
- EIN
- 11-2517083
- Plan number
- 002
- Location
- New York, NY
- Participants
- 166
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $22,259,126
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $22,259,126
- Employer contributions
- $100,881
- Participant contributions
- $974,732
- Total income / additions
- $4,978,210
- Benefits paid
- $1,418,224
- Administrative expenses
- $71,964
- Total expenses
- $1,490,188
- Net increase / (decrease)
- $3,488,022
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| T. Rowe Price Rps, Inc. | NONE | $105,251 | $0 |
| Prudential Jennison | NONE | $0 | $0 |
| Invesco | NONE | $0 | $0 |
| Jp Morgan Funds | NONE | $0 | $0 |
| Fidelity | NONE | $0 | $0 |
| Blackrock Funds | NONE | $0 | $0 |
| First Eagle Funds | NONE | $0 | $0 |
| Dreyfus | NONE | $0 | $0 |
| Mfs Funds | NONE | $0 | $0 |