Vanguard Direct 401(K) Retirement Plan — Form 5500 plan (Vanguard Direct)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Vanguard Direct 401(K) Retirement Plan is a benefit plan reported by Vanguard Direct under EIN 11-2517083 and plan number 002. The latest loaded filing year is 2023. The filing reports 166 participants and $22,259,126 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Vanguard Direct
- EIN
- 11-2517083
- Plan number
- 002
- Plan type
- 2
- Location
- New York, NY
- Latest filing year
- 2023
- Participants
- 166
- End-of-year plan assets
- $22,259,126
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 166 | H, C | 20241015103555NAL0047389600001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $22,259,126
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $22,259,126
- Net assets (BOY)
- $18,771,104
Income & contributions
- Employer contributions
- $100,881
- Participant contributions
- $974,732
- Total contributions
- $1,183,935
- Total income / additions
- $4,978,210
Expenses & distributions
- Benefits paid
- $1,418,224
- Administrative expenses
- $71,964
- Total expenses
- $1,490,188
- Net increase / (decrease)
- $3,488,022
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| T. Rowe Price Rps, Inc. | NONE | $105,251 | $0 | 2023 |
| Prudential Jennison | NONE | $0 | $0 | 2023 |
| Invesco | NONE | $0 | $0 | 2023 |
| Jp Morgan Funds | NONE | $0 | $0 | 2023 |
| Fidelity | NONE | $0 | $0 | 2023 |
| Blackrock Funds | NONE | $0 | $0 | 2023 |
| First Eagle Funds | NONE | $0 | $0 | 2023 |
| Dreyfus | NONE | $0 | $0 | 2023 |
| Mfs Funds | NONE | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Vanguard Direct
- 2023 Form 5500 filing
- Form 5500 filings in NY
- 401(k) and benefit plan filings in New York, NY
- T. Rowe Price Rps, Inc. — Schedule C compensation
- Prudential Jennison — Schedule C compensation
- Invesco — Schedule C compensation
- Jp Morgan Funds — Schedule C compensation
- Fidelity — Schedule C compensation
- Blackrock Funds — Schedule C compensation
- First Eagle Funds — Schedule C compensation
- Dreyfus — Schedule C compensation
- Mfs Funds — Schedule C compensation