2023 Form 5500 filing — Stockton Mortgage Corporation 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015154646NAL0048742432001) for Stockton Mortgage Corporation 401(K) Plan, reported by Stockton Mortgage Corporation under EIN 61-1392032 and plan number 001. It reports 284 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015154646NAL0048742432001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Stockton Mortgage Corporation
- EIN
- 61-1392032
- Plan number
- 001
- Location
- Frankfort, KY
- Participants
- 284
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $15,381,807
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $15,381,807
- Employer contributions
- $638,819
- Participant contributions
- $1,316,303
- Total income / additions
- $4,886,311
- Benefits paid
- $1,948,594
- Administrative expenses
- $50,499
- Total expenses
- $1,999,093
- Net increase / (decrease)
- $2,887,218
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $11,693 | $0 |
| Merrill Lynch Pierce Fenner & Smith | CONSULTANT | $8,238 | $7 |
| Retirement Management Services, LLC | CONTRACT ADMINISTRATOR | $3,299 | $956 |
| John Hancock Life Insurance Company | RECORDKEEPER | $1,682 | $0 |
| Wilshire Associates Inc | RIA | $1,301 | $0 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 |