Stockton Mortgage Corporation 401(K) Plan — Form 5500 plan (Stockton Mortgage Corporation)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Stockton Mortgage Corporation 401(K) Plan is a benefit plan reported by Stockton Mortgage Corporation under EIN 61-1392032 and plan number 001. The latest loaded filing year is 2023. The filing reports 284 participants and $15,381,807 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Stockton Mortgage Corporation
- EIN
- 61-1392032
- Plan number
- 001
- Plan type
- 2
- Location
- Frankfort, KY
- Latest filing year
- 2023
- Participants
- 284
- End-of-year plan assets
- $15,381,807
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 284 | H, C | 20241015154646NAL0048742432001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $15,381,807
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $15,381,807
- Net assets (BOY)
- $12,472,447
Income & contributions
- Employer contributions
- $638,819
- Participant contributions
- $1,316,303
- Total contributions
- $3,130,449
- Total income / additions
- $4,886,311
Expenses & distributions
- Benefits paid
- $1,948,594
- Administrative expenses
- $50,499
- Total expenses
- $1,999,093
- Net increase / (decrease)
- $2,887,218
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $11,693 | $0 | 2023 |
| Merrill Lynch Pierce Fenner & Smith | CONSULTANT | $8,238 | $7 | 2023 |
| Retirement Management Services, LLC | CONTRACT ADMINISTRATOR | $3,299 | $956 | 2023 |
| John Hancock Life Insurance Company | RECORDKEEPER | $1,682 | $0 | 2023 |
| Wilshire Associates Inc | RIA | $1,301 | $0 | 2023 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Stockton Mortgage Corporation
- 2023 Form 5500 filing
- Form 5500 filings in KY
- 401(k) and benefit plan filings in Frankfort, KY
- Principal Life Insurance Company — Schedule C compensation
- Merrill Lynch Pierce Fenner & Smith — Schedule C compensation
- Retirement Management Services, LLC — Schedule C compensation
- John Hancock Life Insurance Company — Schedule C compensation
- Wilshire Associates Inc — Schedule C compensation
- Morningstar Investment Management L — Schedule C compensation