2023 Form 5500 filing — Waller Lansden Dortch & Davis 401(K) Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250220162833NAL0009141584001) for Waller Lansden Dortch & Davis 401(K) Retirement Plan, reported by Waller Lansden Dortch & Davis under EIN 62-0479474 and plan number 003. It reports 552 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20250220162833NAL0009141584001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Waller Lansden Dortch & Davis
- EIN
- 62-0479474
- Plan number
- 003
- Location
- Nashville, TN
- Participants
- 552
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $228,429
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $228,429
- Total income / additions
- $22,686,036
- Benefits paid
- $47,073,201
- Administrative expenses
- $278,994
- Total expenses
- $47,352,195
- Net increase / (decrease)
- -$24,666,159
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ubs Financial Services Inc | NONE | $80,808 | not reported in the loaded dataset |
| Merrill Lynch | NONE | $48,930 | not reported in the loaded dataset |
| Northwestern Mutual | NONE | $46,585 | not reported in the loaded dataset |
| Lehman Brothers, Inc. | NONE | $17,443 | not reported in the loaded dataset |
| Robert W Baird & Co. Inc. | NONE | $14,703 | not reported in the loaded dataset |
| Capwealth Advisors | NONE | $13,907 | not reported in the loaded dataset |
| Alliance Bernstein | NONE | $12,860 | not reported in the loaded dataset |
| Rbc Capital Markets LLC | NONE | $12,858 | not reported in the loaded dataset |
| Morgan Stanley | NONE | $8,269 | not reported in the loaded dataset |
| Benjamin F Edwards & Co. | NONE | $6,782 | not reported in the loaded dataset |