Waller Lansden Dortch & Davis 401(K) Retirement Plan — Form 5500 plan (Waller Lansden Dortch & Davis)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Waller Lansden Dortch & Davis 401(K) Retirement Plan is a benefit plan reported by Waller Lansden Dortch & Davis under EIN 62-0479474 and plan number 003. The latest loaded filing year is 2023. The filing reports 552 participants and $228,429 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Waller Lansden Dortch & Davis
- EIN
- 62-0479474
- Plan number
- 003
- Plan type
- 2
- Location
- Nashville, TN
- Latest filing year
- 2023
- Participants
- 552
- End-of-year plan assets
- $228,429
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 552 | H, C | 20250220162833NAL0009141584001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $228,429
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $228,429
- Net assets (BOY)
- $195,953,595
Income & contributions
- Total contributions
- $6,821,811
- Total income / additions
- $22,686,036
Expenses & distributions
- Benefits paid
- $47,073,201
- Administrative expenses
- $278,994
- Total expenses
- $47,352,195
- Net increase / (decrease)
- -$24,666,159
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Ubs Financial Services Inc | NONE | $80,808 | not reported in the loaded dataset | 2023 |
| Merrill Lynch | NONE | $48,930 | not reported in the loaded dataset | 2023 |
| Northwestern Mutual | NONE | $46,585 | not reported in the loaded dataset | 2023 |
| Lehman Brothers, Inc. | NONE | $17,443 | not reported in the loaded dataset | 2023 |
| Robert W Baird & Co. Inc. | NONE | $14,703 | not reported in the loaded dataset | 2023 |
| Capwealth Advisors | NONE | $13,907 | not reported in the loaded dataset | 2023 |
| Alliance Bernstein | NONE | $12,860 | not reported in the loaded dataset | 2023 |
| Rbc Capital Markets LLC | NONE | $12,858 | not reported in the loaded dataset | 2023 |
| Morgan Stanley | NONE | $8,269 | not reported in the loaded dataset | 2023 |
| Benjamin F Edwards & Co. | NONE | $6,782 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Waller Lansden Dortch & Davis
- 2023 Form 5500 filing
- Form 5500 filings in TN
- 401(k) and benefit plan filings in Nashville, TN
- Ubs Financial Services Inc — Schedule C compensation
- Merrill Lynch — Schedule C compensation
- Northwestern Mutual — Schedule C compensation
- Lehman Brothers, Inc. — Schedule C compensation
- Robert W Baird & Co. Inc. — Schedule C compensation
- Capwealth Advisors — Schedule C compensation
- Alliance Bernstein — Schedule C compensation
- Rbc Capital Markets LLC — Schedule C compensation
- Morgan Stanley — Schedule C compensation
- Benjamin F Edwards & Co. — Schedule C compensation