Cetera Financial Group, Inc. 401(K) Savings Plan — Form 5500 plan (Cetera Financial Group, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cetera Financial Group, Inc. 401(K) Savings Plan is a benefit plan reported by Cetera Financial Group, Inc. under EIN 30-0588666 and plan number 001. The latest loaded filing year is 2023. The filing reports 2,287 participants and $229,535,980 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Cetera Financial Group, Inc.
- EIN
- 30-0588666
- Plan number
- 001
- Plan type
- 2
- Location
- El Segundo, CA
- Latest filing year
- 2023
- Participants
- 2,287
- End-of-year plan assets
- $229,535,980
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 2,287 | H, C | 20241010144021NAL0011616051001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $229,535,980
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $229,535,980
- Net assets (BOY)
- $174,534,719
Income & contributions
- Employer contributions
- $14,069,722
- Participant contributions
- $16,903,214
- Total contributions
- $37,471,552
- Total income / additions
- $68,751,823
Expenses & distributions
- Benefits paid
- $13,378,782
- Administrative expenses
- $367,391
- Total expenses
- $13,750,562
- Net increase / (decrease)
- $55,001,261
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Annuity Insurance Company O | NONE | $241,296 | $0 | 2023 |
| Empower Advisory Group, LLC | NONE | $51,631 | not reported in the loaded dataset | 2023 |
| Sageview Advisory Group LLC | NONE | $50,000 | not reported in the loaded dataset | 2023 |
| Singerlewak, Llp | NONE | $23,706 | not reported in the loaded dataset | 2023 |
| Qdro Consultants | NONE | $900 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Cetera Financial Group, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in El Segundo, CA
- Empower Annuity Insurance Company O — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Sageview Advisory Group LLC — Schedule C compensation
- Singerlewak, Llp — Schedule C compensation
- Qdro Consultants — Schedule C compensation