Caterpillar Inc. Tax Deferred Retirement Plan — Form 5500 plan (Caterpillar Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Caterpillar Inc. Tax Deferred Retirement Plan is a benefit plan reported by Caterpillar Inc. under EIN 37-0602744 and plan number 033. The latest loaded filing year is 2023. The filing reports 9,682 participants and $678,518,596 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Caterpillar Inc.
- EIN
- 37-0602744
- Plan number
- 033
- Plan type
- 2
- Location
- Irving, TX
- Latest filing year
- 2023
- Participants
- 9,682
- End-of-year plan assets
- $678,518,596
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 9,682 | H, C | 20240730192913NAL0021536769001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $678,518,596
- Total liabilities (EOY)
- $165,469
- Net assets (EOY)
- $678,353,127
- Net assets (BOY)
- $578,018,484
Income & contributions
- Employer contributions
- $24,251,135
- Participant contributions
- $21,706,428
- Total contributions
- $46,371,297
- Total income / additions
- $148,627,496
Expenses & distributions
- Benefits paid
- $47,769,864
- Administrative expenses
- $719,811
- Total expenses
- $48,292,853
- Net increase / (decrease)
- $100,334,643
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Alight Financial Advisors, LLC | NONE | $208,808 | not reported in the loaded dataset | 2023 |
| Strategic Benefit Advisors | NONE | $190,275 | not reported in the loaded dataset | 2023 |
| Alight Solutions LLC | NONE | $181,424 | $0 | 2023 |
| Northern Trust Company | TRUSTEE | $62,259 | not reported in the loaded dataset | 2023 |
| Pricewaterhousecoopers Llp | NONE | $49,403 | not reported in the loaded dataset | 2023 |
| Pershing LLC | NONE | $0 | $22,515 | 2023 |
| Caterpillar Inc | NONE | $16,122 | not reported in the loaded dataset | 2023 |
| Russell Investments | NONE | $7,201 | not reported in the loaded dataset | 2023 |
| Alight Financial Solutions, LLC | NONE | $0 | $5,262 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Caterpillar Inc.
- 2023 Form 5500 filing
- Form 5500 filings in TX
- 401(k) and benefit plan filings in Irving, TX
- Alight Financial Advisors, LLC — Schedule C compensation
- Strategic Benefit Advisors — Schedule C compensation
- Alight Solutions LLC — Schedule C compensation
- Northern Trust Company — Schedule C compensation
- Pricewaterhousecoopers Llp — Schedule C compensation
- Pershing LLC — Schedule C compensation
- Caterpillar Inc — Schedule C compensation
- Russell Investments — Schedule C compensation
- Alight Financial Solutions, LLC — Schedule C compensation