Caterpillar Global Mining Legacy Hourly Employees' Savings Plan — Form 5500 plan (Caterpillar Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Caterpillar Global Mining Legacy Hourly Employees' Savings Plan is a benefit plan reported by Caterpillar Inc. under EIN 37-0602744 and plan number 037. The latest loaded filing year is 2023. The filing reports 481 participants and $47,697,718 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Caterpillar Inc.
- EIN
- 37-0602744
- Plan number
- 037
- Plan type
- 2
- Location
- Irving, TX
- Latest filing year
- 2023
- Participants
- 481
- End-of-year plan assets
- $47,697,718
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 481 | H, C | 20240730193336NAL0013794499001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $47,697,718
- Total liabilities (EOY)
- $2,476
- Net assets (EOY)
- $47,695,242
- Net assets (BOY)
- $41,146,812
Income & contributions
- Employer contributions
- $1,485,829
- Participant contributions
- $1,833,721
- Total contributions
- $3,319,550
- Total income / additions
- $9,793,866
Expenses & distributions
- Benefits paid
- $3,201,351
- Administrative expenses
- $40,819
- Total expenses
- $3,245,436
- Net increase / (decrease)
- $6,548,430
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Alight Financial Advisors, LLC | N0NE | $15,257 | not reported in the loaded dataset | 2023 |
| Alight Solutions LLC | NONE | $8,227 | $0 | 2023 |
| Northern Trust Company | TRUSTEE | $6,839 | not reported in the loaded dataset | 2023 |