Sazerac Company, Inc. 401(K) Plan — Form 5500 plan (Sazerac Company, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Sazerac Company, Inc. 401(K) Plan is a benefit plan reported by Sazerac Company, Inc. under EIN 72-0310180 and plan number 001. The latest loaded filing year is 2023. The filing reports 3,060 participants and $132,507,268 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$132.5MPlan net assets, end of year$132,507,268
Participants3.1KCovered participants reported3,060
Assets / participant$43.3KComputed: assets ÷ participants$43,303 (computed)
Provider compensation$222.7K5 Schedule C provider row(s)$222,743
- Plan sponsor
- Sazerac Company, Inc.
- EIN
- 72-0310180
- Plan number
- 001
- Plan type
- 2
- Location
- Louisville, KY
- Latest filing year
- 2023
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 3,060 | H, C | 20241011144245NAL0011034451003 |
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$132.5M total assets
Net assets$132.5MLiabilities—
Full reported line items
Net assets
- Total assets (EOY)
- $132,507,268
- Net assets (EOY)
- $132,507,268
- Net assets (BOY)
- $95,528,496
Income & contributions
- Employer contributions
- $7,206,001
- Participant contributions
- $16,678,460
- Total contributions
- $30,110,162
- Total income / additions
- $49,289,545
Expenses & distributions
- Benefits paid
- $14,798,398
- Administrative expenses
- $222,743
- Total expenses
- $15,033,307
- Net increase / (decrease)
- $34,256,238
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
30%70%
Employer 30%Participant 70%
Total expenses ÷ net assets11%Computed ratio
Benefits paid ÷ total income30%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Transamerica Retirement Solutions | RECORD KEEPER | $119,743 | $0 | 2023 |
| Ubs Financial Services, Inc. | INVESTMENT ADVISOR | $85,000 | not reported in the loaded dataset | 2023 |
| Crowe Llp | AUDITOR | $18,000 | not reported in the loaded dataset | 2023 |
| National Financial Services | SECURITIES BROKER | $0 | $0 | 2023 |
| Mid Atlantic Capital Corporation | SECURITIES BROKER | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Sazerac Company, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in KY
- 401(k) and benefit plan filings in Louisville, KY
- Transamerica Retirement Solutions — Schedule C compensation
- Ubs Financial Services, Inc. — Schedule C compensation
- Crowe Llp — Schedule C compensation
- National Financial Services — Schedule C compensation
- Mid Atlantic Capital Corporation — Schedule C compensation