Vault Risk Management 401(K) Plan — Form 5500 plan (Vault Risk Management Services, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Vault Risk Management 401(K) Plan is a benefit plan reported by Vault Risk Management Services, LLC under EIN 81-4334051 and plan number 001. The latest loaded filing year is 2023. The filing reports 288 participants and $15,060,819 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Vault Risk Management Services, LLC
- EIN
- 81-4334051
- Plan number
- 001
- Plan type
- 2
- Location
- St. Petersburg, FL
- Latest filing year
- 2023
- Participants
- 288
- End-of-year plan assets
- $15,060,819
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 288 | H, C | 20240829155042NAL0013716001001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $15,060,819
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $15,060,819
- Net assets (BOY)
- $11,203,637
Income & contributions
- Employer contributions
- $1,632,689
- Participant contributions
- $2,228,201
- Total contributions
- $4,630,745
- Total income / additions
- $7,063,004
Expenses & distributions
- Benefits paid
- $3,040,753
- Administrative expenses
- $136,945
- Total expenses
- $3,205,822
- Net increase / (decrease)
- $3,857,182
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Ubs Financial Services Inc | INVESTMENT ADVISOR | $44,780 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $33,427 | $0 | 2023 |
| Retirement Solutions Specialists | CONTRACT ADMIN | $6,962 | $6,572 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $3,885 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Vault Risk Management Services, LLC
- 2023 Form 5500 filing
- Form 5500 filings in FL
- 401(k) and benefit plan filings in St. Petersburg, FL
- Ubs Financial Services Inc — Schedule C compensation
- Empower Annuity Insurance Company O — Schedule C compensation
- Retirement Solutions Specialists — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation