Roots Management Group 401(K) Plan — Form 5500 plan (Roots Management Group, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Roots Management Group 401(K) Plan is a benefit plan reported by Roots Management Group, LLC under EIN 87-0855596 and plan number 001. The latest loaded filing year is 2023. The filing reports 829 participants and $2,799,565 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Roots Management Group, LLC
- EIN
- 87-0855596
- Plan number
- 001
- Plan type
- 2
- Location
- Gilbert, AZ
- Latest filing year
- 2023
- Participants
- 829
- End-of-year plan assets
- $2,799,565
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 829 | H, C | 20260331163553NAL0000282001001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $2,799,565
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $2,799,565
- Net assets (BOY)
- $1,122,205
Income & contributions
- Employer contributions
- $554,568
- Participant contributions
- $1,215,352
- Total contributions
- $1,862,373
- Total income / additions
- $2,170,533
Expenses & distributions
- Benefits paid
- $424,189
- Administrative expenses
- $68,984
- Total expenses
- $493,173
- Net increase / (decrease)
- $1,677,360
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Transamerica Retirement Solutions | RECORDKEEPER | $31,057 | $0 | 2023 |
| Dwc - The 401(K) Experts | TPA | $26,790 | $22 | 2023 |
| Cetera Investment Advisors LLC | INVESTMENT ADVISORY | $6,021 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Roots Management Group, LLC
- 2023 Form 5500 filing
- Form 5500 filings in AZ
- 401(k) and benefit plan filings in Gilbert, AZ
- Transamerica Retirement Solutions — Schedule C compensation
- Dwc - The 401(K) Experts — Schedule C compensation
- Cetera Investment Advisors LLC — Schedule C compensation