Karpus Investment Management — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Karpus Investment Management is reported as a service provider on 12 loaded Form 5500 filing(s) across 12 plan sponsor(s) and 12 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $535,904 and reported indirect compensation totals $1,675.

Reported compensation summary

Reported direct compensation
$535,904
Reported indirect compensation
$1,675
Total reported compensation
$537,579
Filings
12
Plan sponsors
12
Plans
12
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to Karpus Investment Management
SponsorStatePlansReported compensation
Ibew Local No. 86 Pension Fund Board Of TrusteesNY1$145,185
Kennedy Mechanical Plumbing & Heating, Inc.NY1$85,563
Plumbing & Pipefitting Ind AflNJ1$62,995
Rochester Area Construction And Materials Health And Welfare FundNY1$55,739
Trustees Plumbers & Fitters Local Union 295 Welfare PlanFL1$51,004
Bot Bricklayers & Allied Craftworkers,L 2, Albany,Ny Pens FdNY1$45,559
Board Of Trustees, Monterey Peninsula Restaurant AndCA1$39,090
Laborers' Local #157 Annuity FundNY1$17,499
Laborers' Local 157 Health Benefits FundNY1$12,903
Rochester Laborers' Welfare - Sub Fund Unemployment Benefit FundNY1$8,612

State footprint

Plans reporting Karpus Investment Management are sponsored in NY (9), CA (1), FL (1), NJ (1).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Ibew Local No. 86 Pension Fund Board Of TrusteesIbew Local No. 86 Pension Fund2023$145,185not reported in the loaded dataset
Kennedy Mechanical Plumbing & Heating, Inc.Kennedy Mechanical Plumbing & Heating, Inc.401(K) Savings Plan2023$85,563not reported in the loaded dataset
Plumbing & Pipefitting Ind AflPension Fund Of Local Union No. 2742023$62,995not reported in the loaded dataset
Rochester Area Construction And Materials Health And Welfare FundRochester Area Construction And Materials Health A2023$55,739not reported in the loaded dataset
Trustees Plumbers & Fitters Local Union 295 Welfare PlanPlumbers & Fitters Local Union 295 Welfare Plan2023$51,004not reported in the loaded dataset
Bot Bricklayers & Allied Craftworkers,L 2, Albany,Ny Pens FdBricklayers & Allied Craftworkers, Loc 2, Albany Ny Pension Fund2023$45,559not reported in the loaded dataset
Board Of Trustees, Monterey Peninsula Restaurant AndMonterey Peninsula Restaurant And Hotel Pension Fund2023$37,415$1,675
Laborers' Local #157 Annuity FundLaborers' Local #157 Annuity Fund2023$17,499not reported in the loaded dataset
Laborers' Local 157 Health Benefits FundLaborers' Local 157 Health Benefits Fund2023$12,903not reported in the loaded dataset
Rochester Laborers' Welfare - Sub Fund Unemployment Benefit FundRochester Laborers' Welfare And Supplemental Unemployment Benefit Fund2023$8,612not reported in the loaded dataset
Bot Bricklayers & Allied Craftwrkrs Loc 2, Albany, Ny Health Benefit FBricklayers & Allied Craftworkers Local 2, Albany, Ny Health Benefit Fund2023$6,849not reported in the loaded dataset
Board Of Trustees Bricklayers & Allied Craftsmen Local 2 Annuity FdBricklayers & Allied Craftsmen Local 2 Annuity Fund2023$6,581not reported in the loaded dataset

Related Form 5500 pages