Search public Form 5500 filings

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Companies

companyCaterpillar Inc.
EIN: 37-0602744Location: TXPlans: 17Latest: 2023

Plans

planCaterpillar 401(K) Savings PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 035Participants: 57,635Assets: $16,496,476,432Location: Irving, TXLatest: 2023
planCaterpillar Inc. Retirement Income PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 002Participants: 40,474Assets: $9,803,014,695Location: Irving, TXLatest: 2023
planCaterpillar Inc. Non-Contributory Pension PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 001Participants: 25,825Assets: $2,585,562,875Location: Irving, TXLatest: 2023
planCaterpillar Inc. Tax Deferred Retirement PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 033Participants: 9,682Assets: $678,518,596Location: Irving, TXLatest: 2023
planCaterpillar Inc. Retiree Benefit ProgramFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 501Participants: 18,018Assets: $111,781,898Location: Irving, TXLatest: 2023
planCaterpillar Inc. Retiree Group Insurance PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 542Participants: 8,125Assets: $74,401,096Location: Irving, TXLatest: 2023
planCaterpillar Global Mining Legacy Hourly Employees' Pension PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 039Participants: 850Assets: $49,867,423Location: Irving, TXLatest: 2023
planCaterpillar Global Mining Legacy Hourly Employees' Savings PlanFinancials
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 037Participants: 481Assets: $47,697,718Location: Irving, TXLatest: 2023

Service providers

providerFidelity Investments Institutional
Plans served: 10,547Reported compensation: $1,780,422,051Latest: 2023
providerPrincipal Life Insurance Company
Plans served: 6,446Reported compensation: $675,469,018Latest: 2023
providerEmpower Advisory Group, LLC
Plans served: 4,460Reported compensation: $125,288,992Latest: 2023
providerEmpower Annuity Insurance Company O
Plans served: 4,130Reported compensation: $228,686,184Latest: 2023
providerAdp, Inc.
Plans served: 3,928Reported compensation: $97,629,321Latest: 2023
providerStrategic Advisors, Inc.
Plans served: 3,218Reported compensation: $247,833,721Latest: 2023
providerEmpower Annuity Insurance Company
Plans served: 2,872Reported compensation: $186,896,527Latest: 2023
providerThe Vanguard Group, Inc.
Plans served: 2,549Reported compensation: $186,958,094Latest: 2023

Filings

filing2023 Form 5500 — Caterpillar Inc. Retirement Income Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 002Ack ID: 20240930134020NAL0003278019001
filing2023 Form 5500 — Caterpillar Inc. Tax Deferred Retirement Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 033Ack ID: 20240730192913NAL0021536769001
filing2023 Form 5500 — Caterpillar 401(K) Savings Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 035Ack ID: 20240730193138NAL0013792691001
filing2023 Form 5500 — Caterpillar Global Mining Legacy Hourly Employees' Savings Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 037Ack ID: 20240730193336NAL0013794499001
filing2023 Form 5500 — Caterpillar Global Mining Legacy Hourly Employees' Pension Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 039Ack ID: 20240930135003NAL0003284179001
filing2023 Form 5500 — Caterpillar Inc. Retiree Benefit Program
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 501Ack ID: 20241003150352NAL0005801763001
filing2023 Form 5500 — Caterpillar Inc. Business Travel Accident Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 503Ack ID: 20240514141126NAL0033296083001
filing2023 Form 5500 — Caterpillar Inc. Non-Contributory Pension Plan
Sponsor: Caterpillar Inc.EIN: 37-0602744Plan: 001Ack ID: 20240930132851NAL0005729617001

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